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Guidelines

This is where you can download framework agreements and forms.
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Risks Involved in Trading Financial Instruments (The brochure will be available in printed form by the end of December 2019.)*
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3.50
Richtlinien betreffend Mindestanforderungen bei Hypothekarfinanzierungen
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Richtlinien für die Prüfung, Bewertung und Abwicklung grundpfandgesicherter Kredite
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Legal Opinion: Permissibility of disclosure by Swiss banks of bank client information to agents in foreign countries un-der article 47 of the Banking Act (BA) (Walder Wyss AG)
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Legal Opinion: Use of Cloud Offerings by Banks: Admissibility under Art. 47 Banking Act (Laux Lawyers AG)
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Commentary on the Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB 20)
Cloud Guidelines: A guide to secure cloud banking
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SBA guidelines on opening corporate accounts for DLT companies
Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB 20)
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5.00
Directives on the Independence of Financial Research (updated january 2018)
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Portfolio Management Guidelines (2017)
Second edition Commentary on the Agreement on the Swiss banks' code of conduct with regard to the exercise of due diligence (CDB 16)
Directives on fiduciary investments (2016)
Commentary on the Agreement on the Swiss banks' code of conduct with regard to the exercise of due diligence (CDB 16)
Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB 16)
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3.70
Merkblatt Finanzierungsgeschäfte für verbeiständete Personen
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Guidelines on informing investors about structured products
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Guidelines on the treatment of assets without contact and dormant assets held at Swiss banks (Guidelines on Dormant Assets)
Recommendations for Business Continuity Management (BCM)
Empfehlungen der SBVg und der KOKES zur Vermögensverwaltung gemäss Kindes- und Erwachsenenschutzrecht (Juli 2013)
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Guidelines on the duty to keep documentary records according to section 24(3) CISA (Collective Investment Schemes Act)
Behandlung von Falschgeld und falschen Edelmetall-Münzen und -Barren
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Code of Conduct for Securities Dealers
Allocation Directives for the New Issues Market
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Richtlinie zu Notes ausländischer Schuldner (2001)
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Guidelines for the Management of Country Risk
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Konvention XIII (1984)
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Risks Involved in Trading Financial Instruments*
From an order quantity of 10'000 ex. unit price and delivery date on request