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Guidelines

This is where you can download framework agreements and forms.
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SBA guidelines on opening corporate accounts for blockchain companies
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Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB 20)
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5.00
Directives on the Independence of Financial Research (updated january 2018)
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Portfolio Management Guidelines (2017)
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3.00
Second edition Commentary on the Agreement on the Swiss banks' code of conduct with regard to the exercise of due diligence (CDB 16)
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Directives on fiduciary investments (2016)
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3.00
Commentary on the Agreement on the Swiss banks' code of conduct with regard to the exercise of due diligence (CDB 16)
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Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB 16)
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3.70
Merkblatt Finanzierungsgeschäfte für verbeiständete Personen
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Guidelines on informing investors about structured products
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Guidelines on the treatment of assets without contact and dormant assets held at Swiss banks (Guidelines on Dormant Assets)
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Richtlinien für die Prüfung, Bewertung und Abwicklung grundpfandgesicherter Kredite (Juli 2014)
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Richtlinien betreffend Mindestanforderungen bei Hypothekarfinanzierungen (Juli 2014)
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Recommendations for Business Continuity Management (BCM)
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Guidelines on the duty to keep documentary records according to section 24(3) CISA (Collective Investment Schemes Act)
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Empfehlungen der SBVg und der KOKES zur Vermögensverwaltung gemäss Kindes- und Erwachsenenschutzrecht (Juli 2013)
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Special Risks in Securities Trading (A new version is planned for 2019) (2008)
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2.20
Code of Conduct for Securities Dealers
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4.50
Behandlung von Falschgeld und falschen Edelmetall-Münzen und -Barren
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Allocation Directives for the New Issues Market
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3.00
Richtlinie zu Notes ausländischer Schuldner (2001)
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2.00
Guidelines for the Management of Country Risk
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5.00
Konvention XIII (1984)
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5.00

Prices: excl. VAT / excl. Postage and Packing

Special Risks in Securities Trading
Price: from 5,000 copies CHF 2.00 per copy,
from 10,000 copies CHF 1.85 per copy,
from 15,000 copies CHF 1.70 per copy,
from 20,000 copies CHF 1.55 per copy,
from 50,000 copies CHF 1.30 per copy,
from 100,000 copies CHF 1.10 per copy.