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Guidelines

This is where you can download framework agreements and forms.
Title
Download
Order
Price
Portfolio Management Guidelines (2017)
de en fr it
3.00
Second edition Commentary on the Agreement on the Swiss banks' code of conduct with regard to the exercise of due diligence (CDB 16)
Directives on fiduciary investments (2016)
de en fr it
3.00
Commentary on the Agreement on the Swiss banks' code of conduct with regard to the exercise of due diligence (CDB 16)
Agreement on the Swiss banks’ code of conduct with regard to the exercise of due diligence (CDB 16)
de fr it en
3.70
Merkblatt Finanzierungsgeschäfte für verbeiständete Personen
de fr
Guidelines on informing investors about structured products
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Guidelines on the treatment of assets without contact and dormant assets held at Swiss banks (Guidelines on Dormant Assets)
Richtlinien für die Prüfung, Bewertung und Abwicklung grundpfandgesicherter Kredite (Juli 2014)
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Richtlinien betreffend Mindestanforderungen bei Hypothekarfinanzierungen (Juli 2014)
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Recommendations for Business Continuity Management (BCM)
Guidelines on the duty to keep documentary records according to section 24(3) CISA (Collective Investment Schemes Act)
Empfehlungen der SBVg und der KOKES zur Vermögensverwaltung gemäss Kindes- und Erwachsenenschutzrecht (Juli 2013)
de fr
Special Risks in Securities Trading (A new version is planned for end 2018) (2008)
de fr it en es
2.20
Code of Conduct for Securities Dealers
de fr it en
4.50
Behandlung von Falschgeld und falschen Edelmetall-Münzen und -Barren
de fr
Directives on the Independence of Financial Research
de fr en
de fr en
10.00
Allocation Directives for the New Issues Market
de fr en
de fr en
3.00
Richtlinie zu Notes ausländischer Schuldner (2001)
de fr
de fr
2.00
Guidelines for the Management of Country Risk
de fr en
de fr en
5.00
Konvention XIII (1984)
de fr
de fr
5.00

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Special Risks in Securities Trading
Price: from 5,000 copies CHF 2.00 per copy,
from 10,000 copies CHF 1.85 per copy,
from 15,000 copies CHF 1.70 per copy,
from 20,000 copies CHF 1.55 per copy,
from 50,000 copies CHF 1.30 per copy,
from 100,000 copies CHF 1.10 per copy.