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Guidelines, Recommendations and Agreements
2008 PDF Directives on the Independence of Financial Research
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PDF Circular 7410 from 03.06.2005
PDF Circular 7258 from 15.05.2003
2007 PDF Recommendations for Business Continuity Management (BCM)
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2007 PDF Guidelines on informing investors about structured products
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2007 PDF Richtlinien betreffend die Behandlung von Falschgeld und falschen Edelmetall-Münzen und Barren (Zirkular 7507 D vom 13.03.2007)
2005 PDF Portfolio Management Guidelines
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2005 PDF Vereinbarung der Schweizer Banken und Effektenhändler über die Einlagensicherung
2004 PDF Allocation Directives for the New Issues Market
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2004 PDF Richtlinien für die Prüfung, Bewertung und Abwicklung grundpfandgesicherter Kredite
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2003 PDF Agreement on the Swiss banks' code of conduct with regard to the exercise of due diligence (CDB 03)
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2001 PDF Richtlinie zu Notes ausländischer Schuldner
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2000 PDF Guidelines on the handling of dormant accounts, custody accounts and safe-deposit boxes held in Swiss banks (Translation)
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1997 PDF Guidelines for Management of Country Risk
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1997 PDF Code of Conduct for Securities Dealers
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1993 PDF Recommendations (Guidelines) for Fiduciary Transactions (Circular Letter Nr. 1079 D of June 22, 1993) - in German and French only, except for the Model Trust Agreements 1 and 2, which are available in German, French, Italian, and English


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